GETTING STARTED WITH ASSESSMENT VALIDATION: HOW TO VALIDATE ASSESSMENTS

Getting Started with Assessment Validation: How to Validate Assessments

Getting Started with Assessment Validation: How to Validate Assessments

Blog Article

With registration, RTOs must juggle many responsibilities like annual declarations, AVETMISS reporting, and marketing compliance, where validation often causes the most anxiety.

Despite our extensive coverage on validation, let's re-examine the term. ASQA states that validation is a quality check of the assessment process.

Put simply, validation checks which parts of an RTO's assessment process are accurate and spots areas for enhancement. A proper understanding of its main elements can make validation less daunting.

The 2015 SRTOs Clause 1.8 requires RTOs to make sure their assessment systems, including RPL, are compliant with training package requirements and conducted per the Principles of Assessment and Rules of Evidence.

According to the standards, two types of validation are necessary.

The first kind of assessment validation ensures your RTO's assessment adheres to the training package requirements within your scope.

The next validation ensures that assessments are conducted per the principles of assessment and rules of evidence.

It suggests that validation takes place before and after the assessment. This article focuses on the first type—assessment tool validation.

The Two Types of Assessment Validation Explained

Defining Assessment Validation

As mentioned earlier and in our earlier blogs, validation is split into two parts: (1) assessment tool validation and (2) post-assessment validation.

Pre-assessment validation, or assessment tool validation, relates to the first part of the clause, emphasizing the need to meet all unit requirements and ensuring all workbooks are 100% compliant.

Conversely, post-assessment validation focuses on the implementation side, ensuring Registered Training Organisations conduct assessments in line with the Principles of Assessment and Rules of Evidence.

Here, we will concentrate on assessment tool validation.

Guidelines for Conducting Assessment Tool Validation

Having reviewed the two types of validation, let’s dive into the specifics of assessment tool validation.

When Assessment Tool Validation Should Be Done

Assessment tool validation seeks to ensure all elements, performance criteria, and performance and knowledge evidence are addressed by your assessment tools.

This means that whenever new learning resources are acquired, you must perform assessment tool validation before student use.

There's no need to wait for your next 5-year cycle validation schedule. Validate new resources immediately to ensure they are suitable for student use.

Nevertheless, this isn't the only occasion for this type of validation. Conduct assessment tool validation when you:

- resources are updated
- add new training products on scope
- review your course against training product updates
- you identify your learning resources as a risk during your risk assessment

The Australian Skills Quality Authority's risk-based approach to regulation means RTOs must conduct regular risk assessments. Complaints from students about learning resources signal the need for assessment tool validation.

Which Training Products Should You Validate?

Remember, this validation aims to ensure all learning resources are compliant before use. All RTOs are expected to validate all unit resources.

What Do You Need for Assessment Tool Validation?

Teaching Materials

Given that you are conducting assessment tool validation, you will need the full array of your learning resources:

Mapping tool – the first document to review. It indicates which assessment items meet unit requirements, aiding in faster validation.

Learner/student workbook – validate its suitability as an assessment tool. Ensure instructions are clear and answer fields are adequate. This is a frequent gap.

Assessor guide/marking guide – check that instructions for assessors are adequate and that there are clear benchmarks for each assessment item. Clear benchmarks are essential for reliable assessment outcomes.

Other related resources – may consist of checklists, registers, and templates created separately from the workbook and marking guide. Validate them to ensure they are appropriate for the assessment task and address unit requirements.

Panel for Validation

Clause 1.11 outlines the requirements for validation panel members, indicating validation can be done by one or more individuals. Typically, RTOs require all trainers and assessors to attend, occasionally inviting industry experts.

Overall, your validation panel should have:

Current vocational competencies and relevant industry skills for the unit being validated

Current knowledge and expertise in vocational teaching and learning

Any of the following training and assessment credentials:

TAE40116 Certificate IV in Training and Assessment or its equivalent

Validation checklist/template
Having a validation tool helps you with both the validation process and documentation. Using a validation tool makes it easier to look at how each assessment item maps against each unit requirement.
Using a validation tool helps in both the validation process and documentation. It facilitates seeing how each assessment item matches each unit requirement.
At the same time, it can serve as your document evidence that you have validated your resources before letting the students use them.
It also serves as evidence that you have validated your resources before students use them.

Although ASQA does not recommend or require a specific template for assessment tool validation, numerous templates can be found online. These tools typically have validators examine the tools holistically to determine if they meet the principles of assessment.

Principles of Assessment Form Yes/No/Partially Comments
1. Fair
2. Flexible
3. Valid
4. Reliable

Though these templates simplify validation, they can lead to judgment errors due to limited space for comments on each assessment item.

We strongly recommend using a more detailed template to inspect each unit requirement and the assessment items that map to them. Here is an example:

Element Performance Criteria Assessment Guidelines Benchmarks Assessment Instrument Rectification Recommendations
What do you Need to Check?
What to Look For?

As noted in our blog post Common Problems In Assessment Tools, your assessment tools must ensure trainers follow assessment principles and evidence rules.

Key Principles of Assessment
Fairness – Are equal opportunities and access offered to everyone in the assessment process?

Flexibility – Are various options provided in the assessment to demonstrate competence based on different needs and preferences?

Validity – Does the assessment evaluate what it is meant to evaluate? Is it a valid tool for measuring the required skill or knowledge?

Reliability – Will the assessment produce the same results every time, regardless of who conducts the training? Will different assessors consistently decide on skill competence?

Evidence Rules

Validity – Does the evidence prove that the candidate possesses the skills, knowledge, and attributes described in the unit of competency and associated assessment requirements?
Sufficiency – Is there enough evidence to ensure that the learner has the skills and knowledge required?
Sufficiency – Is there enough evidence to confirm the learner has the required skills and knowledge?

Authenticity – Is the assessment tool confirming that the work is the candidate’s own?

Currency – Do the assessment tools mirror current units of competency and modern industry practices?

Although these are frequently covered in VET professional development and nationally recognised training, many tools still struggle to meet these requirements.

To avoid employing learning resources that leave unit requirements unmet, be sure to follow these guidelines:

Live Up to Your Words

Pay attention to the verbs in the unit requirements and ensure they are addressed by the assessment item. For example, in the unit CHCECE032 Nurture babies and toddlers, one performance evidence requirement asks students to:

Complete each of the following actions at least once with two different babies under 12 months old in a safe environment, using age-appropriate verbal and non-verbal communication as per service and regulatory requirements:

diaper change

prepare bottles, feed babies from bottles, and clean equipment

prepare solid food and feed infants

appropriately respond to baby signs and cues

prepare and settle babies for rest

monitor and promote age-appropriate physical exploration and gross motor skills

Having students explain changing nappies for babies under 12 months old doesn’t directly address the unit requirement. Unless it’s meant to assess underpinning knowledge (i.e., knowledge evidence), students should be carrying out the tasks.

Heed the Plurals!
Pay attention to the numbers. In our example on one of the unit requirements of CHCECE032, this single unit requirement calls for the students to complete the tasks at least once on two different babies under 12 months of age. Having students complete the tasks listed twice on just 1 baby won’t cut it.
Notice the numbers. In our CHCECE032 example, one unit requirement asks students to complete the tasks at least once with two different babies under 12 months old. Doing the tasks twice with one baby is not sufficient.

Full Compliance or Not Competent

Mind the lists. Again, if get more info students perform just half the tasks listed, it’s non-compliant. Each assessment item must address all requirements, or the student is not yet competent and the assessment tool is non-compliant.
Can you be more specific?
Could You Be More Specific?

Every assessment item needs clear and specific benchmark answers to guide the assessor’s judgment on student competence. Thus, ensure your instructions are not confusing for students or assessors. For example:
What kind of information can be included in a work package?
What types of information can be included in a work package?

Possible answers include:

Needed resources

Related costs

Time span of activities

Assigned functions and responsibilities

When an assessment item calls for multiple answers, indicate the number of answers a student needs to provide. This way, your assessment is reliable, and the evidence gathered is valid.

The same is true for assessment items with double-barrelled questions or those asking for multiple answers at once. Such questions can confuse both students and assessors, as demonstrated in the sample question below:

Name a hazard and/or environmental issue in the workplace and choose the most effective hazard control hierarchy.

Answers might include, but are not limited to:

Weather conditions – isolation of work area, engineering, PPE

Work area and ground conditions – elimination, isolating, engineering controls

People – isolation, engineering controls, administrative controls

Structural hazards – substitution, isolation, engineering controls

Chemical hazards – isolation, engineering controls, administration

Equipment or machinery – isolation, use of engineering controls, administration

Avoiding double-barrelled questions makes it simpler for students to respond and for assessors to accurately judge competence.

Considering these requirements, you might wonder, “Don’t learning resource developers offer audit guarantees?” However, with these guarantees, you must wait for an audit before they help rectify noncompliance. This affects your compliance history, so it's better to take a safe and compliant approach.

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